Filed November 2, 2018
Total covered: 19 employees
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY Service code 27 1585 BROADWAY · NEW YORK, NY 10036 | Advisory (Plan) | $18,033 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $15,115 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $2,008 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,071 | $93,010-35.4% | $96,515-37.8% | $74,460-19.3% |
| Participation rate | 27.6% | 71.6%-44.0pp | 74.3%-46.8pp | 70.7%-43.2pp |
| Annual return | 18.30% | 37.50%-19.2pp | 35.73%-17.4pp | 34.38%-16.1pp |
| Employer contribution / active EE | $958 | $3,427-72.1% | $3,740-74.4% | $2,638-63.7% |
| Participant deferral / active EE | $1,951 | $3,971-50.9% | $4,880-60.0% | $4,530-56.9% |
| Admin fee / account holder | $341 | $633-46.1% | $6,735-94.9% | $348-1.9% |