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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 5707 SOUTHWEST PKWY · AUSTIN, TX 78735 | Advisory (Plan) | $63,482 |
NATIONWIDE5+ years Filed as: NATIONWIDE LIFE INSURANCE CO. Service code 15 · EIN 31-4156830 | Recordkeeping | $57,626 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,615 | $40,113-11.2% | $84,020-57.6% | $77,775-54.2% |
| Participation rate | 39.1% | 62.8%-23.6pp | 69.0%-29.9pp | 73.2%-34.1pp |
| Annual return | 60.47% | 23.27%+37.2pp | 71.31%-10.8pp | 32.58%+27.9pp |
| Employer contribution / active EE | $14 | $847-98.4% | $1,984-99.3% | $2,504-99.4% |
| Participant deferral / active EE | $2,361 | $2,030+16.3% | $3,239-27.1% | $3,966-40.5% |
| Admin fee / account holder | $124 | $92+35.8% | $6,101-98.0% | $100+24.3% |