Filed November 28, 2016
Total covered: 16 employees
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| Provider | Service type | Compensation |
|---|---|---|
SAVANT CAPITAL MANAGEMENT8+ years Filed as: SAVANT CAPITAL MANAGEMENT, INC Service code 27 · EIN 36-3859937 | Advisory (Plan) | $155,521 |
PROFESSIONAL SERVICE CORP1 year Service code 15 · EIN 82-2384824 | Recordkeeping | $19,407 |
ASCENSUS LLC5 years Filed as: DWC ERISA CONSULTANTS, LLC Service code 17 · EIN 26-2091417 | Pension Consulting | $5,360 |
TD AMERITRADE, INC.8+ years Filed as: TD AMERITRADE Service code 10 · EIN 20-0937408 | Accounting | $4,861 |
BENNING GROUP, LLC5 years Filed as: BENNING GROUP Service code 19 · EIN 30-0003878 | Securities Custodian | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $98,146 | $102,553-4.3% | $151,611-35.3% | $66,914+46.7% |
| Participation rate | 93.0% | 85.5%+7.5pp | 87.5%+5.5pp | 69.8%+23.2pp |
| Annual return | -12.01% | -10.82%-1.2pp | 3.33%-15.3pp | 1.58%-13.6pp |
| Employer contribution / active EE | $2,513 | $4,180-39.9% | $6,166-59.2% | $2,544-1.2% |
| Participant deferral / active EE | $6,201 | $6,641-6.6% | $8,363-25.9% | $4,237+46.4% |
| Admin fee / account holder | $638 | $630+1.4% | $11,616-94.5% | $593+7.6% |