Filed November 28, 2016
Total covered: 16 employees
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| Provider | Service type | Compensation |
|---|---|---|
SAVANT CAPITAL MANAGEMENT6+ years Filed as: SAVANT CAPITAL MANAGEMENT, INC Service code 27 · EIN 36-3859937 | Advisory (Plan) | $123,298 |
ASPIRE FINANCIAL SERVICES6+ years Service code 15 · EIN 27-1033755 | Recordkeeping | $19,022 |
TD AMERITRADE, INC.6+ years Filed as: TD AMERITRADE Service code 10 · EIN 20-0937408 | Accounting | $7,937 |
BENNING GROUP, LLC3 years Filed as: BENNING GROUP Service code 19 · EIN 30-0003878 | Securities Custodian | $7,933 |
ASCENSUS LLC3 years Filed as: DWC ERISA CONSULTANTS, LLC Service code 17 · EIN 26-2091417 | Pension Consulting | $6,422 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $102,582 | $111,608-8.1% | $177,840-42.3% | $73,412+39.7% |
| Participation rate | 78.5% | 87.9%-9.3pp | 87.7%-9.2pp | 72.2%+6.4pp |
| Annual return | 4.30% | 18.23%-13.9pp | 48.32%-44.0pp | 59.30%-55.0pp |
| Employer contribution / active EE | $1,890 | $3,796-50.2% | $5,919-68.1% | $2,234-15.4% |
| Participant deferral / active EE | $4,480 | $6,199-27.7% | $7,714-41.9% | $3,806+17.7% |
| Admin fee / account holder | $572 | $166+245.2% | $12,431-95.4% | $158+262.0% |