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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $172,310 |
VALMARK ADVISERS INC1 year Filed as: VALMARK ADVISORS, INC. Service code 33 · EIN 31-1509466 | Securities brokerage commissions and ... | $10,733 |
CHARLES SCHWAB & CO., INC.9+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $113 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,596 | $30,147+97.7% | $58,516+1.8% | $80,187-25.7% |
| Participation rate | 47.2% | 34.4%+12.8pp | 50.9%-3.7pp | 72.9%-25.8pp |
| Annual return | 16.05% | 21.97%-5.9pp | 4253.81%-4237.8pp | 40.40%-24.4pp |
| Employer contribution / active EE | $1,360 | $528+157.8% | $1,054+29.1% | $2,980-54.4% |
| Participant deferral / active EE | $3,009 | $1,249+140.9% | $1,923+56.5% | $5,016-40.0% |
| Admin fee / account holder | $118 | $195-39.6% | $2,487-95.3% | $145-18.9% |