Filings through .
3 of 19 flags tripped on the 2025 filing.
Low fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Possible retail share class: $2.0M
Mutual funds in a class the filing names that is often retail or revenue sharing. Confirm before you raise it.
Few collective trusts
0% of fund dollars in collective trusts, which often cost less than the same strategy as a mutual fund.
This section compares the plan with plans of the same size, type and industry, and shows how it moved year over year.
We rank each metric against plans of the same size, type and industry.
Peer percentiles for 6 metrics are on Pro. Pro is free for 7 days and then costs $49 a month.
Showing the 2025 filing, 1 of 9 years on record. Charts need 3 years.
Older filings: assets, participants, contributions and return for each year are on Pro.
8 more years of history are on Pro. Pro is free for 7 days and then costs $49 a month.
$10K in admin expenses, $62 per participant (all participants, line 6f).
This section lists the funds on the plan's investment schedule and what changed since the prior filing.
3 funds of $250K or more; 14 lines in all, holding $2.5M of the plan's $2.6M. Recordkeeper: Principal.
Target-date series: Principal LifeTime, mutual fund, 81% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Mutual fund Target-date, 11 vintagesRecordkeeper's own fund | $2.0M | 81.1% |
| Prin LgCap Growt Principal · Mutual fund Recordkeeper's own fund | $180K | 7.3% |
| PIMCO Income R F PIMCO (Allianz) · Mutual fund | $115K | 4.7% |
| Fixed Income Guar Principal · Insurance contract Recordkeeper's own fund | $103K | 4.2% |
| Principal MidCap Fund Principal · Mutual fund Recordkeeper's own fund | $35K | 1.4% |
| ClearBridge Small Cap Fund Franklin Templeton · Mutual fund | $11K | 0.5% |
| Registered Investment Company American Funds Service Company Capital Group · Mutual fund | $10K | 0.4% |
| Columbia Registered “ Ameriprise (Columbia Threadneedle) · Mutual fund | $4K | 0.2% |
| Nuveen Small Cap Value Fund TIAA (Nuveen) · Mutual fund | $3K | 0.1% |
| Prin LifeTime St Principal · Mutual fund Recordkeeper's own fund | $3K | 0.1% |
| Fund | Manager | Vehicle | Dollars | % of funds |
|---|---|---|---|---|
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro |
4 more funds in this lineup: name, manager, vehicle, dollars and share are on Pro.
4 more lines in this lineup are on Pro. Pro is free for 7 days and then costs $49 a month.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
This section shows who is paid to serve the plan, who audits it and who signs the filing.
Top 2 by compensation.
| Provider | Compensation |
|---|---|
PRINCIPAL FINANCIAL GROUP9+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 Contract Administrator | $9,896 |
KESTRA FINANCIAL9+ years Filed as: KESTRA INVESTMENT SERVICES LLC Service code 49 · EIN 74-2794194 Other Services | $5,328 |
The auditor signed off without reservation. This is the cleanest opinion.
Plan features from the filing, actuarial disclosures and related pages.
7 feature codes on the 2025 filing.
2 contacts
9 filings · 2017 to 2025