Retirement plan

DALEY AND GEORGES, LTD. PROFIT SHARING/401K PLAN AND TRUST

Name: DALEY AND GEORGES, LTD. - DALEY AND GEORGES, LTD. PROFIT SHARING/401K PLAN AND TRUST (2017) Form 5500
Creator: DALEY AND GEORGES, LTD.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, DALEY AND GEORGES, LTD. PROFIT SHARING/401K PLAN AND TRUST, DALEY AND GEORGES, LTD.

DALEY AND GEORGES, LTD.EIN 36-3246372Plan #001PY 2017

778 FRONTAGE ROAD, SUITE 101 - NORTHFIELD, IL 60093847-501-4622daleygeorges.comLinkedIn1-10 employeeslaw practice

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$375K

+82.5% from 2016

Total participants

0.0% from 2016

Average account balance

$28,814

+26.4% from 2016

Annual return

17.25%

+8.57 pp from 2016

Benchmarks

See 114,326 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants<25

Cohort114,326 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$3.31M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$165K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

90.9%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$339K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$15K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+18.28%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$5946

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2G2J3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$11K

$862 / participant

Other / not subdivided$11K100.0%

% of EOY assets

2.993%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$28,814

$150,445-80.8%

$136,297-78.9%

$147,585-80.5%

Participation rate

84.6%

84.4%+0.2pp

81.9%+2.7pp

82.8%+1.8pp

Annual return

17.25%

1049.14%-1031.9pp

5156.16%-5138.9pp

578.57%-561.3pp

Employer contribution / active EE

$6,070

$5,256+15.5%

$4,696+29.3%

$4,876+24.5%

Participant deferral / active EE

$4,233

$6,631-36.2%

$6,247-32.2%

$5,439-22.2%

Admin fee / account holder

$862

$10,906-92.1%

$9,244-90.7%

$10,885-92.1%

DALEY AND GEORGES, LTD. PROFIT SHARING/401K PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

DALEY AND GEORGES, LTD. PROFIT SHARING/401K PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion