Filed December 23, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
SAVANT CAPITAL MANAGEMENT6+ years Filed as: SAVANT CAPITAL MANAGEMENT, INC. Service code 28 · EIN 36-3859937 | Investment Management | $174,103 |
ASPIRE FINANCIAL SERVICES6+ years Filed as: ASPIRE FINANCIAL SERVICES, LLC Service code 15 · EIN 27-1033755 | Recordkeeping | $20,239 |
STROHM BALLWEG LLP5+ years Filed as: STROHM BALLWEG, LLP Service code 10 · EIN 39-1969986 | Accounting | $10,200 |
DWC - THE 401(K) EXPERTS1 year Service code 14 · EIN 26-2091417 | Plan Administrator | $6,035 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $228,391 | $69,362+229.3% | $101,248+125.6% | $73,488+210.8% |
| Participation rate | 88.4% | 68.4%+20.0pp | 75.8%+12.6pp | 70.7%+17.7pp |
| Annual return | 8.10% | 18.46%-10.4pp | 46.47%-38.4pp | 28.51%-20.4pp |
| Employer contribution / active EE | $4,284 | $2,628+63.0% | $3,660+17.1% | $2,270+88.7% |
| Participant deferral / active EE | $6,990 | $3,300+111.8% | $4,370+59.9% | $3,740+86.9% |
| Admin fee / account holder | $881 | $704+25.2% | $5,945-85.2% | $513+71.6% |