Filed December 23, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
SAVANT CAPITAL MANAGEMENT4+ years Filed as: SAVANT CAPITAL MANAGEMENT, INC. Service code 28 · EIN 36-3859937 | Investment Management | $169,020 |
ASPIRE FINANCIAL SERVICES4+ years Filed as: ASPIRE FINANCIAL SERVICES, LLC Service code 15 · EIN 27-1033755 | Recordkeeping | $20,575 |
TD AMERITRADE, INC.4+ years Filed as: TD AMERITRADE Service code 19 · EIN 47-0533629 | Securities Custodian | $8,790 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $182,467 | $55,449+229.1% | $83,848+117.6% | $56,287+224.2% |
| Participation rate | 96.7% | 68.0%+28.7pp | 76.1%+20.6pp | 69.9%+26.9pp |
| Annual return | -9.59% | -1.38%-8.2pp | 850.88%-860.5pp | -9.96%+0.4pp |
| Employer contribution / active EE | $5,284 | $2,430+117.4% | $3,631+45.5% | $2,111+150.3% |
| Participant deferral / active EE | $8,040 | $2,935+173.9% | $4,082+97.0% | $3,350+140.0% |
| Admin fee / account holder | $907 | $656+38.3% | $5,478-83.4% | $521+74.2% |