Filed August 4, 2023 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
AXA EQUITABLE LIFE INSURANCE CO2+ years Filed as: AXA ADVISORS LLC Service code 55 · EIN 13-4078005 | Other Commissions | $36,272 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,625 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $74,803 | $60,545+23.5% | $92,240-18.9% | $69,631+7.4% |
| Participation rate | 50.8% | 72.2%-21.3pp | 76.5%-25.7pp | 70.7%-19.9pp |
| Annual return | 16.52% | 19.71%-3.2pp | 176.29%-159.8pp | 27571.02%-27554.5pp |
| Employer contribution / active EE | $0 | $2,633-100.0% | $3,680-100.0% | $2,032-100.0% |
| Participant deferral / active EE | $4,102 | $2,828+45.1% | $3,897+5.3% | $3,224+27.2% |
| Admin fee / account holder | $7 | $145-95.3% | $5,194-99.9% | $110-93.8% |