Retirement plan

LEOPARDO COMPANIES, INC. 401(K) SAVINGS PLAN

Name: LEOPARDO COMPANIES, INC. - LEOPARDO COMPANIES, INC. 401(K) SAVINGS PLAN (2021) Form 5500
Creator: LEOPARDO COMPANIES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, LEOPARDO COMPANIES, INC. 401(K) SAVINGS PLAN, LEOPARDO COMPANIES, INC.

LEOPARDO COMPANIES, INC.EIN 36-3046570Plan #003PY 2021

5200 PRAIRIE STONE PARKWAY - HOFFMAN ESTATES, IL 60192847-783-3000

Prospect flagsFailed to transmit contributions

Top hat statement on fileNQDC

Filed August 4, 2023 (most recent of 2 filings on file)

Plan administrator

Plan administrator name— Sign in and upgrade to view

450 East Waterside Dr, unit 702

Chicago, IL 60601

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Plans declared (1)

Executive Equity Plan17 emp

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Total assets (EOY)

$41.9M

+8.2% from 2020

Total participants

422

-6.2% from 2020

Average account balance

$125,917

+12.5% from 2020

Annual return

19.20%

-63.80 pp from 2020

Benchmarks

See 1,300 peers

Peer group

Industry23 - Construction

Plan typeDefined contribution

Participants250-999

Cohort1,300 peers

Snapshot2021

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$51.65M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$130K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

397

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

83.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$3.53M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$10K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+25.06%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$330

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 2 by compensation

Provider	Service type	Compensation
MERRILL LYNCH PIERCE FENNER & SMITH1 year Filed as: MERRILL LYNCH Service code 27 33 WEST MONROE SUITE 2200 · CHICAGO, IL 60642	Advisory (Plan)	$53,322
DOWELL GROUP LLP1 year Service code 10 · EIN 36-4027344	Accounting	$29,090

Plan features & details

Pension benefit codes2E2F2G2J3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$22K

$68 / participant

Contract admin$22K100.0%

% of EOY assets

0.052%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: DOWELL GROUP LLP
Auditor EIN: 364027344
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$125,917

$78,275+60.9%

$109,188+15.3%

$86,821+45.0%

Participation rate

72.3%

73.8%-1.6pp

75.9%-3.6pp

72.3%0pp

Annual return

19.20%

19.14%+0.1pp

25.76%-6.6pp

97.94%-78.7pp

Employer contribution / active EE

$3,105-100.0%

$3,723-100.0%

$2,406-100.0%

Participant deferral / active EE

$5,844

$3,641+60.5%

$4,654+25.6%

$4,132+41.5%

Admin fee / account holder

$65

$198-67.1%

$6,755-99.0%

$170-61.5%

Provider

Service type

Compensation

MERRILL LYNCH PIERCE FENNER & SMITH1 year

Filed as: MERRILL LYNCH

Service code 27

33 WEST MONROE SUITE 2200 · CHICAGO, IL 60642

Advisory (Plan)

$53,322

DOWELL GROUP LLP1 year

Service code 10 · EIN 36-4027344

Accounting

$29,090

LEOPARDO COMPANIES, INC. 401(K) SAVINGS PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

LEOPARDO COMPANIES, INC. 401(K) SAVINGS PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion