Filed August 13, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER INS ANNUITY CO. OF AMERICA Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $23,333 |
Filed as: MESIROW FINANCIAL INVESTMENT MGMT Service code 27 · EIN 36-3429602 353 N. CLARK ST · CHICAGO, IL 60654 | Advisory (Plan) | $22,324 |
Filed as: MESIROW FINANCIA, INC. Service code 27 · EIN 36-3429602 353 N. CLARK ST · CHICAGO, IL 60654 | Advisory (Plan) | $4,906 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,518 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,553 | $69,010-28.2% | $159,960-69.0% | $68,494-27.7% |
| Participation rate | 100.0% | 65.4%+34.6pp | 78.0%+22.0pp | 67.9%+32.1pp |
| Annual return | -23.43% | -9.65%-13.8pp | 408.60%-432.0pp | -7.84%-15.6pp |
| Employer contribution / active EE | $5,331 | $2,213+140.9% | $4,226+26.2% | $2,596+105.3% |
| Participant deferral / active EE | $2,163 | $4,212-48.6% | $6,182-65.0% | $4,027-46.3% |
| Admin fee / account holder | $373 | $4,798-92.2% | $8,698-95.7% | $5,403-93.1% |