Filed August 13, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER INS ANNUITY CO. OF AMERICA Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $23,333 |
Filed as: MESIROW FINANCIAL INVESTMENT MGMT Service code 27 · EIN 36-3429602 353 N. CLARK ST · CHICAGO, IL 60654 | Advisory (Plan) | $22,324 |
Filed as: MESIROW FINANCIA, INC. Service code 27 · EIN 36-3429602 353 N. CLARK ST · CHICAGO, IL 60654 | Advisory (Plan) | $4,906 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,518 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,553 | $69,012-28.2% | $160,037-69.0% | $68,490-27.6% |
| Participation rate | 100.0% | 65.4%+34.6pp | 78.0%+22.0pp | 67.9%+32.1pp |
| Annual return | -23.43% | -9.65%-13.8pp | 408.95%-432.4pp | -7.85%-15.6pp |
| Employer contribution / active EE | $5,331 | $2,212+141.0% | $4,226+26.2% | $2,597+105.3% |
| Participant deferral / active EE | $2,163 | $4,212-48.6% | $6,184-65.0% | $4,028-46.3% |
| Admin fee / account holder | $373 | $4,798-92.2% | $8,716-95.7% | $5,403-93.1% |