Filed March 1, 2010 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $154,938 |
CHARLES SCHWAB & CO., INC.8+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $873 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $232,564 | $86,897+167.6% | $151,611+53.4% | $64,808+258.9% |
| Participation rate | 95.2% | 87.3%+7.9pp | 87.5%+7.7pp | 71.5%+23.7pp |
| Annual return | -17.61% | -3.57%-14.0pp | 3.33%-20.9pp | 32.82%-50.4pp |
| Employer contribution / active EE | $12,344 | $4,010+207.8% | $6,166+100.2% | $2,506+392.6% |
| Participant deferral / active EE | $12,804 | $6,690+91.4% | $8,363+53.1% | $4,310+197.0% |
| Admin fee / account holder | $101 | $153-33.7% | $11,616-99.1% | $188-46.0% |