Filed March 1, 2010 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $192,986 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $1,303 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $270,746 | $111,608+142.6% | $177,821+52.3% | $73,409+268.8% |
| Participation rate | 97.6% | 87.9%+9.8pp | 87.7%+9.9pp | 72.2%+25.5pp |
| Annual return | 16.54% | 18.23%-1.7pp | 48.32%-31.8pp | 59.29%-42.8pp |
| Employer contribution / active EE | $11,922 | $3,796+214.1% | $5,918+101.4% | $2,234+433.8% |
| Participant deferral / active EE | $12,221 | $6,199+97.1% | $7,714+58.4% | $3,805+221.1% |
| Admin fee / account holder | $137 | $166-17.5% | $12,427-98.9% | $158-13.4% |