Filed February 15, 2005 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH-PIERCE, FENNER, SMITH Service code 15 · EIN 13-5674085 4 WORLD FINANCIAL CENTER · NEW YORK, NY 10281 | Recordkeeping | $496,630 |
Filed as: MERRILL LYNCH-FENNER, PIERCE, SMITH Service code 52 | Indirect Investment Fees | $299,472 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,660 | $87,670-58.2% | $123,105-70.2% | $69,651-47.4% |
| Participation rate | 91.7% | 87.8%+3.9pp | 86.8%+4.9pp | 66.6%+25.1pp |
| Annual return | -0.81% | 3.10%-3.9pp | 13.22%-14.0pp | 53.77%-54.6pp |
| Employer contribution / active EE | $1,621 | $3,511-53.8% | $5,151-68.5% | $2,241-27.6% |
| Participant deferral / active EE | $3,401 | $5,412-37.2% | $6,229-45.4% | $3,635-6.4% |
| Admin fee / account holder | $39 | $94-58.2% | $9,014-99.6% | $63-37.7% |