Filed February 15, 2005 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH-PIERCE, FENNER, SMITH Service code 15 · EIN 13-5674085 4 WORLD FINANCIAL CENTER · NEW YORK, NY 10281 | Recordkeeping | $599,691 |
Filed as: MERRILL LYNCH-FENNER, PIERCE, SMITH Service code 52 | Indirect Investment Fees | $221,936 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,150 | $93,756-57.2% | $133,975-70.0% | $329,111-87.8% |
| Participation rate | 91.4% | 89.7%+1.7pp | 87.1%+4.3pp | 67.9%+23.5pp |
| Annual return | 22.47% | 20.33%+2.1pp | 29.29%-6.8pp | 16.35%+6.1pp |
| Employer contribution / active EE | $1,759 | $3,619-51.4% | $5,211-66.2% | $2,303-23.6% |
| Participant deferral / active EE | $3,614 | $5,685-36.4% | $6,282-42.5% | $3,682-1.8% |
| Admin fee / account holder | $40 | $90-55.3% | $9,324-99.6% | $754-94.7% |