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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 36-4389114 | Recordkeeping | $22,839 |
MORGAN STANLEY SMITH BARNEY7+ years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 27 111 S. PFINGSTEN ROAD · DEERFIELD, IL 60015 | Advisory (Plan) | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,521 | $70,430-1.3% | $96,572-28.0% | $85,851-19.0% |
| Participation rate | 91.5% | 61.8%+29.7pp | 69.8%+21.7pp | 69.3%+22.2pp |
| Annual return | 10.34% | 18.58%-8.2pp | 37.79%-27.5pp | 318.63%-308.3pp |
| Employer contribution / active EE | $3,400 | $1,413+140.6% | $2,357+44.2% | $2,565+32.5% |
| Participant deferral / active EE | $8,555 | $2,894+195.6% | $3,850+122.2% | $3,952+116.5% |
| Admin fee / account holder | $281 | $4,996-94.4% | $6,183-95.4% | $6,261-95.5% |