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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY DW INC Service code 49 · EIN 94-1671384 | Other Services | $23,740 |
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $1,456 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $74,502 | $38,595+93.0% | $80,004-6.9% | $52,331+42.4% |
| Participation rate | 96.9% | 64.5%+32.4pp | 73.0%+23.9pp | 68.1%+28.8pp |
| Annual return | 2.26% | 2.04%+0.2pp | 7.63%-5.4pp | 4.54%-2.3pp |
| Employer contribution / active EE | $2,253 | $1,133+98.9% | $2,473-8.9% | $1,882+19.7% |
| Participant deferral / active EE | $4,740 | $2,318+104.4% | $3,204+48.0% | $3,022+56.8% |
| Admin fee / account holder | $11 | $304-96.5% | $5,033-99.8% | $592-98.2% |