Filed February 19, 2005 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: LOCKTON INVESTMENT ADVISOR Service code 27 · EIN 20-8874282 | Advisory (Plan) | $77,000 |
BDO USA, LLP5+ years Filed as: BDO USA LLP Service code 10 · EIN 13-5381590 | Accounting | $25,162 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 15 · EIN 84-0467907 | Recordkeeping | $13,296 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $5,562,301 | $100,179+5452.4% | $84,015+6520.6% | $89,569+6110.1% |
| Participation rate | 0.0% | 54.1%-54.1pp | 69.0%-69.0pp | 69.6%-69.6pp |
| Annual return | 19.99% | 22.50%-2.5pp | 71.31%-51.3pp | 34.56%-14.6pp |
| Employer contribution / active EE | $315 | $816-61.5% | $1,983-84.1% | $2,584-87.8% |
| Participant deferral / active EE | $529 | $1,459-63.7% | $3,239-83.7% | $4,220-87.5% |
| Admin fee / account holder | $1,881 | $72+2507.8% | $6,101-69.2% | $72+2525.6% |