Filed July 20, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY6+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $114,133 |
Filed as: AT INVESTMENT ADVISERS Service code 26 · EIN 20-0822261 | Advisory (Participants) | $81,829 |
PENTEGRA SERVICES, INC.3 years Filed as: PENTEGRA SERVICES INC. Service code 13 · EIN 13-3745616 | Contract Administrator | $39,511 |
Filed as: KESTRA ADVISORY SERVICES LLC Service code 10 · EIN 35-2552359 | Accounting | $34,999 |
BKD, LLP6+ years Filed as: DIXON HUGHES GOODMAN LLP Service code 27 · EIN 56-0747981 | Advisory (Plan) | $29,459 |
STIFEL NICOLAUS & CO INC6+ years Service code 27 | Advisory (Plan) | $13,994 |
STIFEL NICOLAUS & CO INC1 year Filed as: STIFEL NICOLAUS AND COMPANY Service code 27 · EIN 43-0538770 | Advisory (Plan) | $0 |
Filed as: WILTSHIRE ASSOCIATES INC Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Filed as: WILTSHIRE ASSOCIATES INCORPORATED Service code 27 | Advisory (Plan) | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $93,622 | $64,286+45.6% | $90,970+2.9% | $73,412+27.5% |
| Participation rate | 95.6% | 63.6%+32.0pp | 69.0%+26.6pp | 72.2%+23.4pp |
| Annual return | 16.77% | 21.46%-4.7pp | 134.60%-117.8pp | 59.30%-42.5pp |
| Employer contribution / active EE | $870 | $895-2.8% | $2,122-59.0% | $2,234-61.1% |
| Participant deferral / active EE | $5,657 | $2,453+130.6% | $3,373+67.7% | $3,806+48.6% |
| Admin fee / account holder | $753 | $287+162.3% | $5,961-87.4% | $158+376.9% |