Filed July 20, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC1+ years Service code 49 · EIN 43-0538770 | Other Services | $38,785 |
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $24,562 |
NEWPORT GROUP, INC.1+ years Filed as: NEWPORT GROUP INC Service code 49 · EIN 27-2037969 | Other Services | $17,473 |
BKD, LLP1+ years Filed as: DIXON HUGHES GOODMAN LLP Service code 10 · EIN 56-0747981 | Accounting | $15,774 |
WILSHIRE ASSOCIATES INCORPORATED1+ years Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,114 | $33,745+95.9% | $64,105+3.1% | $55,191+19.8% |
| Participation rate | 90.1% | 59.4%+30.7pp | 68.2%+21.9pp | 69.2%+20.9pp |
| Annual return | -2.51% | 4.95%-7.5pp | 791.24%-793.8pp | 10.78%-13.3pp |
| Employer contribution / active EE | $724 | $641+12.9% | $1,820-60.2% | $1,899-61.9% |
| Participant deferral / active EE | $4,507 | $1,929+133.6% | $2,822+59.7% | $3,046+47.9% |
| Admin fee / account holder | $327 | $94+246.1% | $4,499-92.7% | $91+259.7% |