Filed September 5, 2026
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $30,220 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $25,557 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $164,596 | $60,124+173.8% | $90,404+82.1% | $79,858+106.1% |
| Participation rate | 95.7% | 65.0%+30.7pp | 72.7%+23.0pp | 69.6%+26.1pp |
| Annual return | 5.30% | 71.94%-66.6pp | 1293.02%-1287.7pp | 31.71%-26.4pp |
| Employer contribution / active EE | $1,352 | $2,068-34.6% | $3,262-58.6% | $2,471-45.3% |
| Participant deferral / active EE | $6,184 | $2,938+110.5% | $3,963+56.0% | $3,740+65.4% |
| Admin fee / account holder | $569 | $3,976-85.7% | $5,611-89.9% | $5,306-89.3% |