Filed January 4, 2019 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Participant loan p... | $54,171 |
Filed as: MESIROW FINANCIAL Service code 16 · EIN 36-3429599 | Consulting | $29,383 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $0 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,266 | $36,916-37.0% | $156,551-85.1% | $57,658-59.6% |
| Participation rate | 55.6% | 63.4%-7.9pp | 84.0%-28.5pp | 70.2%-14.7pp |
| Annual return | 8.46% | 12.38%-3.9pp | 32.23%-23.8pp | 5.13%+3.3pp |
| Employer contribution / active EE | $542 | $1,571-65.5% | $5,501-90.1% | $1,974-72.5% |
| Participant deferral / active EE | $2,321 | $1,926+20.5% | $4,871-52.3% | $3,061-24.2% |
| Admin fee / account holder | $114 | $82+38.0% | $13,028-99.1% | $95+20.4% |