Filed January 4, 2019 (most recent of 4 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Investment management;... | $62,421 |
Filed as: MESIROW FINANCIAL Service code 16 · EIN 36-3429599 | Consulting | $43,170 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $0 |
MID ATLANTIC CAPITAL CORPORATION6+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,643 | $52,293-37.6% | $178,490-81.7% | $73,409-55.5% |
| Participation rate | 41.6% | 65.3%-23.7pp | 81.9%-40.3pp | 72.2%-30.6pp |
| Annual return | 9.76% | 34.75%-25.0pp | 151.07%-141.3pp | 59.29%-49.5pp |
| Employer contribution / active EE | $499 | $1,735-71.3% | $5,011-90.0% | $2,234-77.7% |
| Participant deferral / active EE | $2,257 | $2,332-3.2% | $5,202-56.6% | $3,805-40.7% |
| Admin fee / account holder | $135 | $127+5.9% | $13,984-99.0% | $158-14.6% |