Filed January 30, 2025 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
INDEPENDENT FINANCIAL GROUP LLC6+ years Service code 27 12671 HIGH BLUFF DRIVE STE 200 · SAN DIEGO, CA 92130 | Advisory (Plan) | $227,187 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $34,397 |
TD AMERITRADE, INC.6+ years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $144,258 | $79,519+81.4% | $95,952+50.3% | $73,409+96.5% |
| Participation rate | 83.9% | 81.2%+2.7pp | 77.1%+6.8pp | 72.2%+11.7pp |
| Annual return | 10.42% | 19.20%-8.8pp | 91.61%-81.2pp | 59.29%-48.9pp |
| Employer contribution / active EE | $3,322 | $2,048+62.2% | $2,541+30.7% | $2,234+48.7% |
| Participant deferral / active EE | $4,808 | $4,138+16.2% | $4,167+15.4% | $3,805+26.3% |
| Admin fee / account holder | $990 | $184+437.2% | $6,795-85.4% | $158+527.1% |