Filed January 30, 2025 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
INDEPENDENT FINANCIAL GROUP LLC1+ years Filed as: INDEPENDENT FINANCIAL GROUP INC Service code 99 7425 MISSION VALLEY RD STE 203 · SAN DIEGO, CA 92108 | Other Fees | $121,263 |
INDEPENDENT FINANCIAL GROUP LLC1+ years Service code 27 12636 HIGH BLUFF DR STE 100 · SAN DIEGO, CA 92130 | Advisory (Plan) | $79,443 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $36,013 |
TD AMERITRADE, INC.1+ years Service code 33 · EIN 82-0543156 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $6,274 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $111,533 | $72,770+53.3% | $67,652+64.9% | $55,191+102.1% |
| Participation rate | 99.4% | 78.8%+20.6pp | 75.7%+23.7pp | 69.2%+30.2pp |
| Annual return | -2.16% | -3.26%+1.1pp | 6625.40%-6627.6pp | 10.78%-12.9pp |
| Employer contribution / active EE | $3,924 | $1,769+121.8% | $2,266+73.2% | $1,899+106.7% |
| Participant deferral / active EE | $4,122 | $3,408+21.0% | $3,560+15.8% | $3,046+35.3% |
| Admin fee / account holder | $445 | $79+464.4% | $4,821-90.8% | $91+390.0% |