Filed October 16, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 8-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSET GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $217,442 |
MARTIN SCHMIDT2+ years Service code 17 · EIN 59-3107059 | Pension Consulting | $66,128 |
Filed as: GREAT-WEST LIFE & ANNUITY INSUR. CO Service code 15 · EIN 84-0467907 | Recordkeeping | $22,750 |
JPMORGAN INVEST HOLDINGS LLC2+ years Filed as: JPM SECURITIES LLC Service code 33 · EIN 13-4110995 | Direct payment from the plan; Securit... | $460 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: J.P. MORGAN SECURITIES LLC Service code 59 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,504 | $80,211+1.6% | $74,183+9.9% | $63,975+27.4% |
| Participation rate | 57.6% | 84.2%-26.5pp | 76.6%-19.0pp | 71.1%-13.5pp |
| Annual return | 7.96% | 14.13%-6.2pp | 17.74%-9.8pp | 48.65%-40.7pp |
| Employer contribution / active EE | $2,935 | $2,553+14.9% | $2,370+23.8% | $2,182+34.5% |
| Participant deferral / active EE | $2,686 | $4,370-38.5% | $3,550-24.3% | $3,356-20.0% |
| Admin fee / account holder | $151 | $67+125.1% | $5,586-97.3% | $70+114.8% |