Filed October 10, 2012 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INS CO. Service code 15 · EIN 84-0467907 | Recordkeeping | $2,487,630 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $805,900 |
FRONTIER CAPITAL MANAGEMENT2+ years Filed as: FRONTIER CAPITAL MGMT COMPANY Service code 27 · EIN 04-3492668 | Advisory (Plan) | $753,416 |
WINSLOW CAPITAL MANAGEMENT2+ years Filed as: WINSLOW CAPITAL MGMT, LLC Service code 28 · EIN 90-0860898 | Investment Management | $749,226 |
WELLS FARGO BANK, N.A.2+ years Filed as: WELLS CAPITAL MANAGEMENT Service code 51 · EIN 95-3692822 | Investment Mgmt Fees | $204,546 |
ARROWSTREET CAPITAL2+ years Filed as: ARROWSTREET CAPITAL, LP Service code 28 · EIN 04-3472863 | Investment Management | $134,111 |
AJO2+ years Filed as: AJO, LP Service code 28 · EIN 23-2312104 | Investment Management | $105,946 |
MERCER2+ years Filed as: MERCER INVESTMENT CONSULTING INC. Service code 27 · EIN 61-0736136 | Advisory (Plan) | $75,000 |
JPMORGAN INVEST HOLDINGS LLC2+ years Filed as: JPMORGAN SECURITIES LLC Service code 26 · EIN 13-4110995 | Advisory (Participants) | $41,954 |
QDRO CONSULTANTS COMPANY, LLC2+ years Filed as: QDRO CONSULTANTS Service code 70 · EIN 34-1820650 | Consulting Fees | $7,200 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
See 1 reportable transaction. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,880 | $169,122-61.0% | $77,999-15.5% | $329,111-80.0% |
| Participation rate | 84.3% | 88.4%-4.0pp | 75.5%+8.8pp | 67.9%+16.5pp |
| Annual return | -51.85% | 11.00%-62.8pp | 425.96%-477.8pp | 16.35%-68.2pp |
| Employer contribution / active EE | $19 | $5,827-99.7% | $2,470-99.2% | $2,303-99.2% |
| Participant deferral / active EE | $5,262 | $8,046-34.6% | $3,497+50.5% | $3,682+42.9% |
| Admin fee / account holder | $166 | $83+100.7% | $5,480-97.0% | $754-78.0% |