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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SOUND FINANCIAL SOLUTIONS, INC Service code 27 · EIN 22-3436692 | Advisory (Plan) | $66,889 |
Filed as: TRANSAMERICA FINANCIAL LIFE INS. CO Service code 15 · EIN 36-6071399 | Recordkeeping | $12,385 |
STALKER & ASSOCIATES, INC.2 years Service code 15 · EIN 23-2756743 | Recordkeeping | $7,611 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,150 | $34,634+73.7% | $77,096-22.0% | $64,819-7.2% |
| Participation rate | 33.3% | 49.8%-16.6pp | 67.9%-34.7pp | 71.5%-38.2pp |
| Annual return | -12.86% | -5.31%-7.5pp | 42.35%-55.2pp | 32.84%-45.7pp |
| Employer contribution / active EE | $1,031 | $1,385-25.6% | $2,814-63.4% | $2,507-58.9% |
| Participant deferral / active EE | $3,241 | $2,553+26.9% | $4,429-26.8% | $4,311-24.8% |
| Admin fee / account holder | $305 | $178+71.2% | $5,428-94.4% | $188+62.5% |