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| Provider | Service type | Compensation |
|---|---|---|
MARCUM LLP4 years Service code 10 1601 MARKET STREET · PHILADELPHIA, PA 19103 | Accounting | $60,749 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $38,776 |
LPL FINANCIAL4 years Service code 27 PO BOX 502533 · SAN DIEGO, CA 921502533 | Advisory (Plan) | $25,620 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $2,667 |
Service code 13 2929 ARCH STREET, SUITE 600 · PHILADELPHIA, PA 191042889 | Contract Administrator | $500 |
Filed as: CHARLES SCHWAB & CO,. INC. Service code 33 | Securities brokerage | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,155 | $81,208-51.8% | $98,920-60.4% | $79,856-51.0% |
| Participation rate | 96.2% | 72.5%+23.7pp | 76.0%+20.2pp | 69.6%+26.6pp |
| Annual return | 9.61% | 60.99%-51.4pp | 196.47%-186.9pp | 31.71%-22.1pp |
| Employer contribution / active EE | $529 | $1,960-73.0% | $2,689-80.3% | $2,471-78.6% |
| Participant deferral / active EE | $5,077 | $3,265+55.5% | $4,245+19.6% | $3,741+35.7% |
| Admin fee / account holder | $340 | $6,013-94.4% | $6,643-94.9% | $5,306-93.6% |