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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $64,527 |
Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $20,478 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,015 | $71,802-51.2% | $133,975-73.9% | $57,658-39.3% |
| Participation rate | 92.5% | 85.5%+7.0pp | 87.1%+5.4pp | 70.2%+22.3pp |
| Annual return | 35.10% | 13.51%+21.6pp | 29.29%+5.8pp | 5.13%+30.0pp |
| Employer contribution / active EE | $1,315 | $3,161-58.4% | $5,211-74.8% | $1,974-33.4% |
| Participant deferral / active EE | $3,781 | $4,606-17.9% | $6,282-39.8% | $3,061+23.5% |
| Admin fee / account holder | $235 | $88+167.6% | $9,324-97.5% | $95+148.2% |