Filed July 19, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
AXA EQUITABLE LIFE INSURANCE CO1+ years Filed as: AXA ADVISORS LLC Service code 55 525 WASHINGTON BLVD FL 29 · JERSEY CITY, NJ 07310 | Other Commissions | $65,272 |
NATIONAL FINANCIAL SERVICES1+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $21,487 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $1,735 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $12,361 | $27,330-54.8% | $67,704-81.7% | $55,191-77.6% |
| Participation rate | 44.8% | 47.5%-2.8pp | 67.5%-22.7pp | 69.2%-24.4pp |
| Annual return | -0.76% | 8.81%-9.6pp | 25.41%-26.2pp | 10.78%-11.5pp |
| Employer contribution / active EE | $357 | $855-58.3% | $2,559-86.1% | $1,899-81.2% |
| Participant deferral / active EE | $1,207 | $1,709-29.4% | $3,585-66.3% | $3,046-60.4% |
| Admin fee / account holder | $2 | $109-98.4% | $4,255-100.0% | $91-98.1% |