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| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | Advisory (Plan) | $24,917 |
NEWPORT GROUP, INC.1 year Filed as: NEWPORT GROUP, INC Service code 15 · EIN 27-2037969 | Recordkeeping | $23,264 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,928 | $63,905-45.3% | $74,184-52.9% | $57,658-39.4% |
| Participation rate | 64.2% | 79.8%-15.6pp | 76.6%-12.4pp | 70.2%-6.0pp |
| Annual return | 7.10% | 60.60%-53.5pp | 17.74%-10.6pp | 5.13%+2.0pp |
| Employer contribution / active EE | $535 | $1,840-70.9% | $2,370-77.4% | $1,974-72.9% |
| Participant deferral / active EE | $1,550 | $3,448-55.1% | $3,550-56.3% | $3,061-49.4% |
| Admin fee / account holder | $105 | $91+15.7% | $5,586-98.1% | $95+11.5% |