Filed January 13, 2016 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FID INV INST OPS CO6+ years Filed as: FID. INV. INST. OPS. CO Service code 37 · EIN 04-2647786 | Loan Processing | $188,884 |
STRATEGIC ADVISORS, INC.6+ years Filed as: STRATEGIC ADVISOR, INC. Service code 27 · EIN 04-2654524 | Advisory (Plan) | $118,331 |
FID INV INST OPS CO1 year Filed as: FID INV. INST. OPS. CO. Service code 60 | Sub-TA Fees | $0 |
FID INV INST OPS CO6+ years Filed as: FID. INV. INST. OPS. CO. Service code 60 | Sub-TA Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $106,462 | $176,491-39.7% | $95,952+11.0% | $90,288+17.9% |
| Participation rate | 0.0% | 86.6%-86.6pp | 77.1%-77.1pp | 73.4%-73.4pp |
| Annual return | 15.68% | 20.14%-4.5pp | 91.61%-75.9pp | 53.97%-38.3pp |
| Employer contribution / active EE | $4,304 | $2,789+54.3% | $2,541+69.4% | $2,524+70.5% |
| Participant deferral / active EE | $8,895 | $5,340+66.6% | $4,167+113.5% | $4,232+110.2% |
| Admin fee / account holder | $65 | $154-57.5% | $6,795-99.0% | $114-42.6% |