Filed January 3, 2017
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| Provider | Service type | Compensation |
|---|---|---|
AMERICAN REALTY ADVISORS2+ years Filed as: AMERICAN TRUST RETIREMENT Service code 15 895 MAIN STREET · DUBUQUE, IA 520040938 | Recordkeeping | $25,925 |
Filed as: TRANSAMERICA FINANCIAL ADVISOR Service code 16 11315 JOHNS CREEK PARKWAY · JOHNS CREEK, GA 30097 | Consulting | $17,501 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,453 | $46,732-17.7% | $156,551-75.4% | $55,167-30.3% |
| Participation rate | 84.7% | 65.8%+18.9pp | 84.0%+0.7pp | 69.0%+15.7pp |
| Annual return | 3.27% | 17.72%-14.4pp | 32.23%-29.0pp | 169.23%-166.0pp |
| Employer contribution / active EE | -$250 | $2,105-111.9% | $5,501-104.5% | $1,963-112.7% |
| Participant deferral / active EE | $2,902 | $2,204+31.7% | $4,871-40.4% | $3,054-5.0% |
| Admin fee / account holder | $381 | $418-9.0% | $13,028-97.1% | $504-24.4% |