Filed April 21, 2022 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $144,025 |
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 1 NEW YORK PLZ 12TH FLR · NEW YORK, NY 10004 | Advisory (Plan) | $75,296 |
AMERICAN REALTY ADVISORS4+ years Filed as: AMERICAN PENSION ADVISORS LTD. Service code 13 9265 COUNSELORS ROW · INDIANAPOLIS, IN 46240 | Contract Administrator | $16,806 |
AMERICAN REALTY ADVISORS4+ years Filed as: AMERICAN PENSION ADVISORS, LTD. Service code 13 | Contract Administrator | $10,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,311 | $35,485+10.8% | $74,551-47.3% | $55,725-29.5% |
| Participation rate | 78.8% | 62.5%+16.2pp | 69.1%+9.6pp | 70.9%+7.9pp |
| Annual return | -7.23% | 0.72%-8.0pp | 32.53%-39.8pp | 244.93%-252.2pp |
| Employer contribution / active EE | $1,261 | $777+62.2% | $1,961-35.7% | $2,078-39.3% |
| Participant deferral / active EE | $3,573 | $2,181+63.8% | $3,108+15.0% | $3,356+6.5% |
| Admin fee / account holder | $175 | $114+53.5% | $5,059-96.5% | $115+52.3% |