Filed December 23, 2019
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FIDELITY INVESTMENTS INSTITUTIONAL11+ years Service code 60 · EIN 04-2647786 | Sub-TA Fees | $50,245 |
Filed as: SHEPHERD FINANCIAL INVESTMENT Service code 27 · EIN 82-0759826 | Advisory (Plan) | $15,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,086 | $61,058+24.6% | $71,209+6.8% | $85,563-11.1% |
| Participation rate | 39.4% | 58.6%-19.1pp | 73.8%-34.3pp | 66.0%-26.5pp |
| Annual return | 18.42% | 100.41%-82.0pp | 282.51%-264.1pp | 31.51%-13.1pp |
| Employer contribution / active EE | $763 | $2,199-65.3% | $2,721-71.9% | $2,654-71.2% |
| Participant deferral / active EE | $2,629 | $3,173-17.1% | $4,175-37.0% | $4,375-39.9% |
| Admin fee / account holder | $203 | $855-76.3% | $5,349-96.2% | $834-75.7% |