Filed December 23, 2019
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $21,618 |
Filed as: SHEPHERD FINANCIAL INVESTMENT Service code 27 · EIN 82-0759826 | Advisory (Plan) | $15,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,911 | $43,999+15.7% | $79,464-35.9% | $55,725-8.6% |
| Participation rate | 50.9% | 66.9%-16.0pp | 73.3%-22.4pp | 70.9%-19.9pp |
| Annual return | -7.68% | 1.81%-9.5pp | 718.14%-725.8pp | 244.93%-252.6pp |
| Employer contribution / active EE | $682 | $1,830-62.7% | $2,800-75.7% | $2,078-67.2% |
| Participant deferral / active EE | $2,350 | $2,538-7.4% | $3,704-36.5% | $3,356-30.0% |
| Admin fee / account holder | $210 | $118+79.0% | $5,113-95.9% | $115+82.7% |