Filed December 23, 2019
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $37,787 |
Filed as: SHEPHERD FINANCIAL INVESTMENT Service code 27 · EIN 82-0759826 | Advisory (Plan) | $15,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,491 | $58,290+20.9% | $98,442-28.4% | $86,799-18.8% |
| Participation rate | 62.3% | 68.3%-6.1pp | 73.3%-11.1pp | 72.3%-10.0pp |
| Annual return | 14.66% | 43.48%-28.8pp | 1492.73%-1478.1pp | 97.91%-83.2pp |
| Employer contribution / active EE | $1,137 | $2,008-43.4% | $2,960-61.6% | $2,405-52.7% |
| Participant deferral / active EE | $3,823 | $3,152+21.3% | $4,276-10.6% | $4,131-7.5% |
| Admin fee / account holder | $222 | $138+61.0% | $5,949-96.3% | $170+30.8% |