Retirement plan

OLIVER WINE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND 401(K) PLAN

Name: OLIVER WINE COMPANY, INC. - OLIVER WINE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND 401(K) PLAN (2019) Form 5500
Creator: OLIVER WINE COMPANY, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, OLIVER WINE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND 401(K) PLAN, OLIVER WINE COMPANY, INC.

OLIVER WINE COMPANY, INC.EIN 35-1272565Plan #001PY 2019

200 EAST WINERY ROAD - BLOOMINGTON, IN 47404812-876-5800oliverwinery.comLinkedIn51-200 employeeswine and spirits

Prospect flagsHigh feesHigh assets / participant

Top hat statement on fileNQDC

Filed July 18, 2017

Plan administrator

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200 East Winery Road

Bloomington State: IN Zip Code: 47404

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Plans declared (1)

Oliver Wine Co., Inc. Supplemental Benefit Plan1 emp

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Total assets (EOY)

$37.2M

+39.1% from 2018

Total participants

+13.9% from 2018

Average account balance

$453,695

+20.4% from 2018

Annual return

37.27%

+13.76 pp from 2018

Benchmarks

See 2,445 peers

Peer group

Industry31 - Manufacturing

Plan typeDefined contribution

Participants25-99

Cohort2,445 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$38.60M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$508K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

55.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$402K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$4K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.01%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$127323

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

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Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2H2J2P2Q2T

Plan features

2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2P
Leveraged ESOP
Employee stock ownership plan that acquires employer securities with borrowed money or other debt-financing techniques.
2Q
ESOP maintained by an S corporation
The employer maintaining this ESOP is an S corporation.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$268K

$3938 / participant

Other / not subdivided$268K100.0%

% of EOY assets

0.720%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$453,695

$58,927+669.9%

$76,823+490.6%

$72,983+521.6%

Participation rate

100.0%

67.3%+32.7pp

72.1%+27.9pp

69.5%+30.5pp

Annual return

37.27%

2305.64%-2268.4pp

1166.42%-1129.2pp

81.01%-43.7pp

Employer contribution / active EE

$8,198

$1,787+358.8%

$2,302+256.1%

$2,440+236.0%

Participant deferral / active EE

$2,581

$2,690-4.1%

$3,336-22.6%

$3,608-28.4%

Admin fee / account holder

$3,266

$4,013-18.6%

$6,422-49.1%

$5,124-36.3%

OLIVER WINE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND 401(K) PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

OLIVER WINE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND 401(K) PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion