Retirement plan

OLIVER WINE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND 401(K) PLAN

Name: OLIVER WINE COMPANY, INC. - OLIVER WINE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND 401(K) PLAN (2016) Form 5500
Creator: OLIVER WINE COMPANY, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, OLIVER WINE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND 401(K) PLAN, OLIVER WINE COMPANY, INC.

OLIVER WINE COMPANY, INC.EIN 35-1272565Plan #001PY 2016

200 EAST WINERY ROAD - BLOOMINGTON, IN 47404812-876-5800oliverwinery.comLinkedIn51-200 employeeswine and spirits

Prospect flagsCorrective distributions

Top hat statement on fileNQDC

Filed July 18, 2017

Plan administrator

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200 East Winery Road

Bloomington State: IN Zip Code: 47404

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Plans declared (1)

Oliver Wine Co., Inc. Supplemental Benefit Plan1 emp

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Total assets (EOY)

$15.1M

No prior year

Total participants

No prior year

Average account balance

$169,946

No prior year

Annual return

20.13%

No prior year

Benchmarks

See 2,310 peers

Peer group

Industry31 - Manufacturing

Plan typeDefined contribution

Participants25-99

Cohort2,310 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$38.60M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$508K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

55.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$402K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$4K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.01%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$127323

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2H2J2P2Q

Plan features

2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2P
Leveraged ESOP
Employee stock ownership plan that acquires employer securities with borrowed money or other debt-financing techniques.
2Q
ESOP maintained by an S corporation
The employer maintaining this ESOP is an S corporation.

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: KATZ, SAPPER & MILLER, LLP
Auditor EIN: 351090346
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$169,946

$52,306+224.9%

$69,779+143.5%

$62,881+170.3%

Participation rate

98.5%

67.2%+31.2pp

71.8%+26.6pp

69.3%+29.2pp

Annual return

20.13%

13.35%+6.8pp

12.99%+7.1pp

20.14%0pp

Employer contribution / active EE

$9,672

$1,799+437.6%

$2,338+313.6%

$2,281+324.0%

Participant deferral / active EE

$1,788

$2,395-25.3%

$2,931-39.0%

$3,203-44.2%

Admin fee / account holder

$3,691-100.0%

$4,381-100.0%

$4,296-100.0%

OLIVER WINE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND 401(K) PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

OLIVER WINE COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND 401(K) PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Audit opinion

Benchmarks

Service providers

Opportunity flags

Audit opinion