Retirement plan

SHIEL SEXTON COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND 401(K) PLAN

Name: SHIEL SEXTON COMPANY, INC. - SHIEL SEXTON COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND 401(K) PLAN (2016) Form 5500
Creator: SHIEL SEXTON COMPANY, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SHIEL SEXTON COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND 401(K) PLAN, SHIEL SEXTON COMPANY, INC.

SHIEL SEXTON COMPANY, INC.EIN 35-1268249Plan #002PY 2016

902 NORTH CAPITOL AVENUE - INDIANAPOLIS, IN 46204317-423-6018shielsexton.comLinkedIn201-500 employeesconstruction

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed September 28, 1998

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$29.7M

No prior year

Total participants

279

No prior year

Average account balance

$106,488

No prior year

Annual return

5.30%

No prior year

Benchmarks

See 2,382 peers

Peer group

Industry23 - Construction

Plan typeDefined contribution

Participants100-249

Cohort2,382 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$102.14M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$220K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

465

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$7.89M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$24K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+24.24%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$250

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 5 by compensation

Provider	Service type	Compensation
FIRST BANKERS TRUST SERVICES1+ years Service code 21 · EIN 20-1171923	Bank Trustee	$20,226
CROWE LLP1+ years Filed as: CROWE HORWATH LLP Service code 64 · EIN 35-0921680	Recordkeeping Fees	$18,310
SOMERSET CPAS1+ years Filed as: SOMERSET CPAS, P.C. Service code 10 · EIN 20-1717681	Accounting	$8,489
NEWPORT GROUP, INC.1+ years Filed as: NEWPORT TRUST COMPANY Service code 64 · EIN 27-4411131	Recordkeeping Fees	$7,442
PRAIRIE CAPITAL ADVISORS1+ years Filed as: PRAIRIE CAPITAL ADVISORS, INC. Service code 34 · EIN 36-4072641	Valuation (appraisals, etc.)	$7,000

Plan features & details

Pension benefit codes2I2P2Q2J2K2E2H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2I
Stock bonus
Stock bonus plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2P
Leveraged ESOP
Employee stock ownership plan that acquires employer securities with borrowed money or other debt-financing techniques.
2Q
ESOP maintained by an S corporation
The employer maintaining this ESOP is an S corporation.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$62K

$271 / participant

Other / not subdivided$62K100.0%

% of EOY assets

0.209%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: SOMERSET CPAS, P.C.
Auditor EIN: 201717681
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$106,488

$52,884+101.4%

$84,753+25.6%

$55,167+93.0%

Participation rate

100.0%

67.5%+32.5pp

76.6%+23.4pp

69.0%+31.0pp

Annual return

5.30%

18.03%-12.7pp

22.78%-17.5pp

169.23%-163.9pp

Employer contribution / active EE

$2,291

$2,233+2.6%

$3,574-35.9%

$1,963+16.7%

Participant deferral / active EE

$6,671

$2,644+152.3%

$3,712+79.7%

$3,054+118.4%

Admin fee / account holder

$223

$581-61.7%

$5,333-95.8%

$504-55.8%

Provider

Service type

Compensation

FIRST BANKERS TRUST SERVICES1+ years

Service code 21 · EIN 20-1171923

Bank Trustee

$20,226

CROWE LLP1+ years

Filed as: CROWE HORWATH LLP

Service code 64 · EIN 35-0921680

Recordkeeping Fees

$18,310

SOMERSET CPAS1+ years

Filed as: SOMERSET CPAS, P.C.

Service code 10 · EIN 20-1717681

Accounting

$8,489

NEWPORT GROUP, INC.1+ years

Filed as: NEWPORT TRUST COMPANY

Service code 64 · EIN 27-4411131

Recordkeeping Fees

$7,442

PRAIRIE CAPITAL ADVISORS1+ years

Filed as: PRAIRIE CAPITAL ADVISORS, INC.

Service code 34 · EIN 36-4072641

Valuation (appraisals, etc.)

$7,000

SHIEL SEXTON COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SHIEL SEXTON COMPANY, INC. EMPLOYEE STOCK OWNERSHIP AND 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion