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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $21,344 |
LPL FINANCIAL5+ years Service code 15 · EIN 04-3046611 | Recordkeeping | $13,433 |
ADP BROKER-DEALER5+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,772 | $64,286-67.7% | $90,970-77.2% | $73,412-71.7% |
| Participation rate | 76.2% | 63.6%+12.6pp | 69.0%+7.2pp | 72.2%+4.0pp |
| Annual return | 8.96% | 21.46%-12.5pp | 134.58%-125.6pp | 59.30%-50.3pp |
| Employer contribution / active EE | $0 | $895-100.0% | $2,122-100.0% | $2,234-100.0% |
| Participant deferral / active EE | $1,961 | $2,453-20.1% | $3,373-41.9% | $3,806-48.5% |
| Admin fee / account holder | $146 | $287-49.0% | $5,960-97.5% | $158-7.2% |