Retirement plan

BARNES & THORNBURG LLP PROFIT SHARING PLAN AND TRUST

Name: BARNES & THORNBURG LLP - BARNES & THORNBURG LLP PROFIT SHARING PLAN AND TRUST (2017) Form 5500
Creator: BARNES & THORNBURG LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, BARNES & THORNBURG LLP PROFIT SHARING PLAN AND TRUST, BARNES & THORNBURG LLP

BARNES & THORNBURG LLPEIN 35-0900596Plan #002PY 2017

11 SOUTH MERIDIAN STREET - INDIANAPOLIS, IN 46204317-236-1313btlaw.comLinkedIn1001-5000 employeeslaw practice

Prospect flagsHigh assets / participant

How to read this page

Total assets (EOY)

$404.6M

-7.9% from 2016

Total participants

1,202

-2.2% from 2016

Average account balance

$351,546

-3.1% from 2016

Annual return

18.98%

-6.46 pp from 2016

Benchmarks

See 662 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants1,000-4,999

Cohort662 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$753.52M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$430K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,754

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

89.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$47.27M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$31K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+17.10%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$279

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 10 of 18 by compensation

Provider	Service type	Compensation
PNC BANK, N.A.3+ years Service code 25 · EIN 25-1211909	Directed Trustee	$139,529
RAYMOND JAMES FINANCIAL SERVICES2 years Filed as: RAYMOND JAMES & ASSOCIATES Service code 27 880 CARILLON PARKWAY · ST. PETERSBURG, FL 33716	Advisory (Plan)	$25,360
INDIANA LABORERS WELFARE FUND2 years Filed as: INDIANA TRUST Service code 27 4045 EDISON LAKES PARKWAY · MISHAWAKA, IN 46545	Advisory (Plan)	$24,481
DEERFIELD FINANCIAL ADVISORS I1 year Filed as: DEERFIELD FINANCIAL ADVISORS Service code 27 · EIN 35-1648416	Advisory (Plan)	$19,367
BEDEL FINANCIAL CONSULTING INC2 years Filed as: BEDEL FINANCIAL CONSULTING INC. Service code 27 · EIN 35-1892261	Advisory (Plan)	$18,507
COLUMN CAPITAL ADVISORS LLC1 year Service code 27 · EIN 20-2759063	Advisory (Plan)	$17,403
AUSDAL FINANCIAL PARTNERS INC3+ years Filed as: AUSDAL FINANCIAL PARTNERS INC. Service code 27 · EIN 42-1129623	Advisory (Plan)	$12,509
AB FUNDS3+ years Filed as: ALLIANCE BERNSTEIN LP Service code 27 · EIN 36-6913091	Advisory (Plan)	$10,817
STIFEL NICOLAUS & CO INC2 years Service code 27 501 NORTH BROADWAY · ST. LOUIS, MO 63102	Advisory (Plan)	$10,754
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782	Shareholder servicing fees; Securitie...	$9,024

Plan features & details

Pension benefit codes3B2E2F2G2J2R2K2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.

Opportunity flags

1 tripped

InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$328K

$326 / participant

Investment mgmt$64K19.4%
Other / not subdivided$265K80.6%

% of EOY assets

0.081%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: CROWE LLP
Auditor EIN: 350921680
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$351,546

$96,458+264.5%

$136,298+157.9%

$77,958+350.9%

Participation rate

94.9%

75.4%+19.5pp

81.9%+13.0pp

71.6%+23.3pp

Annual return

18.98%

23.78%-4.8pp

5156.27%-5137.3pp

20.87%-1.9pp

Employer contribution / active EE

$13,970

$3,144+344.4%

$4,696+197.5%

$2,310+504.7%

Participant deferral / active EE

$10,252

$5,902+73.7%

$6,247+64.1%

$3,537+189.9%

Admin fee / account holder

$285

$80+254.7%

$9,244-96.9%

$97+193.0%

Provider

Service type

Compensation

PNC BANK, N.A.3+ years

Service code 25 · EIN 25-1211909

Directed Trustee

$139,529

RAYMOND JAMES FINANCIAL SERVICES2 years

Filed as: RAYMOND JAMES & ASSOCIATES

Service code 27

880 CARILLON PARKWAY · ST. PETERSBURG, FL 33716

Advisory (Plan)

$25,360

INDIANA LABORERS WELFARE FUND2 years

Filed as: INDIANA TRUST

Service code 27

4045 EDISON LAKES PARKWAY · MISHAWAKA, IN 46545

Advisory (Plan)

$24,481

DEERFIELD FINANCIAL ADVISORS I1 year

Filed as: DEERFIELD FINANCIAL ADVISORS

Service code 27 · EIN 35-1648416

Advisory (Plan)

$19,367

BEDEL FINANCIAL CONSULTING INC2 years

Filed as: BEDEL FINANCIAL CONSULTING INC.

Service code 27 · EIN 35-1892261

Advisory (Plan)

$18,507

COLUMN CAPITAL ADVISORS LLC1 year

Service code 27 · EIN 20-2759063

Advisory (Plan)

$17,403

AUSDAL FINANCIAL PARTNERS INC3+ years

Filed as: AUSDAL FINANCIAL PARTNERS INC.

Service code 27 · EIN 42-1129623

Advisory (Plan)

$12,509

AB FUNDS3+ years

Filed as: ALLIANCE BERNSTEIN LP

Service code 27 · EIN 36-6913091

Advisory (Plan)

$10,817

STIFEL NICOLAUS & CO INC2 years

Service code 27

501 NORTH BROADWAY · ST. LOUIS, MO 63102

Advisory (Plan)

$10,754

CHARLES SCHWAB & CO., INC.3+ years

Service code 33 · EIN 94-1737782

Shareholder servicing fees; Securitie...

$9,024

BARNES & THORNBURG LLP PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

BARNES & THORNBURG LLP PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion