Retirement plan

BARNES & THORNBURG LLP PROFIT SHARING PLAN AND TRUST

Name: BARNES & THORNBURG LLP - BARNES & THORNBURG LLP PROFIT SHARING PLAN AND TRUST (2019) Form 5500
Creator: BARNES & THORNBURG LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, BARNES & THORNBURG LLP PROFIT SHARING PLAN AND TRUST, BARNES & THORNBURG LLP

BARNES & THORNBURG LLPEIN 35-0900596Plan #002PY 2019

11 SOUTH MERIDIAN STREET - INDIANAPOLIS, IN 46204317-236-1313btlaw.comLinkedIn1001-5000 employeeslaw practice

Prospect flagsHigh assets / participant

How to read this page

Total assets (EOY)

$491.7M

-7.9% from 2016

Total participants

1,311

-2.2% from 2016

Average account balance

$380,585

-3.1% from 2016

Annual return

23.43%

-6.46 pp from 2016

Benchmarks

See 733 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants1,000-4,999

Cohort733 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$753.52M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$430K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,754

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

89.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$47.27M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$31K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+17.10%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$279

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 10 of 12 by compensation

Provider	Service type	Compensation
PNC BANK, N.A.5+ years Service code 25 · EIN 22-1146430	Directed Trustee	$76,058
NEWPORT GROUP, INC.1 year Service code 15 · EIN 27-2037969	Recordkeeping	$74,928
BEDEL FINANCIAL CONSULTING INC4 years Filed as: BEDEL FINANCIAL CONSULTING INC. Service code 27 · EIN 35-1892261	Advisory (Plan)	$31,136
COLUMN CAPITAL ADVISORS LLC3 years Service code 27 · EIN 20-2759063	Advisory (Plan)	$26,372
DEERFIELD FINANCIAL ADVISORS I3 years Filed as: DEERFIELD FINANCIAL ADVISORS Service code 27 · EIN 35-1648416	Advisory (Plan)	$21,135
LMCG INVESTMENTS LLC4 years Service code 27 · EIN 27-0282607	Advisory (Plan)	$17,368
AUSDAL FINANCIAL PARTNERS INC5+ years Filed as: AUSDAL FINANCIAL PARTNERS INC. Service code 27 · EIN 42-1129623	Advisory (Plan)	$11,935
WOODLEY FARRA MANION PORTFOLIO5+ years Service code 27 · EIN 35-1964649	Advisory (Plan)	$10,624
CAMBRIDGE INVESTMENT RESEARCH5+ years Service code 27 · EIN 20-1665305	Advisory (Plan)	$8,292
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782	Securities brokerage; Shareholder ser...	$7,755

Plan features & details

Pension benefit codes3B2E2F2G2J2R2K2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.

Opportunity flags

1 tripped

InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$206K

$194 / participant

Investment mgmt$69K33.5%
Other / not subdivided$137K66.5%

% of EOY assets

0.042%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BKD, LLP
Auditor EIN: 440160260
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$380,585

$101,523+274.9%

$141,200+169.5%

$77,775+389.3%

Participation rate

98.2%

77.4%+20.8pp

82.5%+15.7pp

73.2%+25.0pp

Annual return

23.43%

56.22%-32.8pp

71.41%-48.0pp

32.58%-9.1pp

Employer contribution / active EE

$14,598

$3,341+336.9%

$4,736+208.2%

$2,504+483.0%

Participant deferral / active EE

$11,512

$6,434+78.9%

$6,710+71.5%

$3,966+190.3%

Admin fee / account holder

$159

$92+73.9%

$10,265-98.4%

$100+59.1%

Provider

Service type

Compensation

PNC BANK, N.A.5+ years

Service code 25 · EIN 22-1146430

Directed Trustee

$76,058

NEWPORT GROUP, INC.1 year

Service code 15 · EIN 27-2037969

Recordkeeping

$74,928

BEDEL FINANCIAL CONSULTING INC4 years

Filed as: BEDEL FINANCIAL CONSULTING INC.

Service code 27 · EIN 35-1892261

Advisory (Plan)

$31,136

COLUMN CAPITAL ADVISORS LLC3 years

Service code 27 · EIN 20-2759063

Advisory (Plan)

$26,372

DEERFIELD FINANCIAL ADVISORS I3 years

Filed as: DEERFIELD FINANCIAL ADVISORS

Service code 27 · EIN 35-1648416

Advisory (Plan)

$21,135

LMCG INVESTMENTS LLC4 years

Service code 27 · EIN 27-0282607

Advisory (Plan)

$17,368

AUSDAL FINANCIAL PARTNERS INC5+ years

Filed as: AUSDAL FINANCIAL PARTNERS INC.

Service code 27 · EIN 42-1129623

Advisory (Plan)

$11,935

WOODLEY FARRA MANION PORTFOLIO5+ years

Service code 27 · EIN 35-1964649

Advisory (Plan)

$10,624

CAMBRIDGE INVESTMENT RESEARCH5+ years

Service code 27 · EIN 20-1665305

Advisory (Plan)

$8,292

CHARLES SCHWAB & CO., INC.5+ years

Service code 33 · EIN 94-1737782

Securities brokerage; Shareholder ser...

$7,755

BARNES & THORNBURG LLP PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

BARNES & THORNBURG LLP PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion