Filed February 7, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
AURUM WEALTH MANAGEMENT GROUP6+ years Service code 27 6685 BETA DR · MAYFIELD VILLAGE, OH 44143 | Advisory (Plan) | $35,156 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $17,674 |
WILLIAM VAUGHAN COMPANY2 years Service code 10 145 CHESTERFIELD LN · MAUMEE, OH 435372209 | Accounting | $8,500 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $110,544 | $73,638+50.1% | $95,952+15.2% | $73,488+50.4% |
| Participation rate | 93.6% | 76.2%+17.4pp | 77.1%+16.5pp | 70.7%+22.9pp |
| Annual return | 10.76% | 16.78%-6.0pp | 91.61%-80.9pp | 28.51%-17.8pp |
| Employer contribution / active EE | $2,027 | $1,863+8.8% | $2,541-20.2% | $2,270-10.7% |
| Participant deferral / active EE | $5,249 | $3,617+45.1% | $4,167+26.0% | $3,740+40.4% |
| Admin fee / account holder | $345 | $482-28.5% | $6,795-94.9% | $513-32.8% |