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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $51,523 |
Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $17,042 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $9,365 | $51,288-81.7% | $81,982-88.6% | $73,412-87.2% |
| Participation rate | 68.4% | 64.0%+4.4pp | 69.3%-0.8pp | 72.2%-3.8pp |
| Annual return | 15.27% | 29.48%-14.2pp | 41.31%-26.0pp | 59.30%-44.0pp |
| Employer contribution / active EE | $299 | $1,487-79.9% | $2,498-88.0% | $2,234-86.6% |
| Participant deferral / active EE | $1,520 | $2,715-44.0% | $3,722-59.2% | $3,806-60.1% |
| Admin fee / account holder | $99 | $125-20.8% | $5,665-98.2% | $158-37.2% |