Filed February 10, 1997 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TFO-TDC, LLC8+ years Service code 16 · EIN 20-1017513 | Consulting | $158,005 |
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Partici... | $89,769 |
GILMORE JASION MAHLER, LTD2 years Filed as: GILMORE, JASION & MAHLER, LTD Service code 10 · EIN 34-1827159 | Accounting | $13,750 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $195,375 | $106,236+83.9% | $112,228+74.1% | $64,808+201.5% |
| Participation rate | 100.0% | 71.7%+28.3pp | 75.1%+24.9pp | 71.5%+28.5pp |
| Annual return | -16.09% | -6.02%-10.1pp | 27.45%-43.5pp | 32.82%-48.9pp |
| Employer contribution / active EE | $6,444 | $3,166+103.5% | $3,635+77.3% | $2,506+157.1% |
| Participant deferral / active EE | $8,577 | $3,785+126.6% | $4,728+81.4% | $4,310+99.0% |
| Admin fee / account holder | $556 | $452+23.2% | $6,410-91.3% | $188+196.3% |