Filed February 10, 1997 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Accou... | $190,025 |
TFO-TDC, LLC5+ years Service code 16 · EIN 20-1017513 | Consulting | $122,009 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $184,913 | $66,601+177.6% | $92,893+99.1% | $67,579+173.6% |
| Participation rate | 100.0% | 72.5%+27.5pp | 76.0%+24.0pp | 71.3%+28.7pp |
| Annual return | 20.56% | 92.58%-72.0pp | 109.41%-88.9pp | 378.56%-358.0pp |
| Employer contribution / active EE | $5,986 | $2,775+115.7% | $3,653+63.9% | $2,148+178.7% |
| Participant deferral / active EE | $7,744 | $3,157+145.3% | $4,236+82.8% | $3,539+118.8% |
| Admin fee / account holder | $487 | $199+144.8% | $5,794-91.6% | $142+242.2% |