Filed February 10, 1997 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TFO-TDC, LLC1+ years Service code 16 · EIN 21-1017513 | Consulting | $86,210 |
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $67,221 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $152,005 | $50,498+201.0% | $75,781+100.6% | $55,191+175.4% |
| Participation rate | 98.7% | 69.4%+29.2pp | 75.8%+22.8pp | 69.2%+29.5pp |
| Annual return | 0.18% | 1.80%-1.6pp | 9.68%-9.5pp | 10.78%-10.6pp |
| Employer contribution / active EE | $5,598 | $2,291+144.4% | $3,323+68.4% | $1,899+194.8% |
| Participant deferral / active EE | $6,598 | $2,589+154.8% | $3,651+80.7% | $3,046+116.6% |
| Admin fee / account holder | $408 | $123+231.6% | $5,299-92.3% | $91+349.5% |